Class Codes and Definitions for Sponsored Awards
These are the only codes that pertain to Sponsored Awards

Prepared by the Office of Cost Reimbursement

1**** -- Instruction
22*** -- Research
31*** -- Other
Hints for Determining Class Codes

1****

11000 Instruction

All instructional and related activities.

Course preparation and grading
Teaching and training activities
Degree, certificate or non-credit courses or programs
Community Education
Preparatory/Remedial Instruction
Instructional activities within the University or to groups external to the University
Activities that provide basic knowledge or skills required prior to undertaking formal academic course work
Course and curriculum improvement activities

Examples:

A grant to create educational materials (i.e. text books, manuals, books for classroom use)
Assembling training materials and/or programs
Training of Nurses

16000 Research Training Grants

Training of individuals in research techniques.
Pre- and post-doctoral training awards
Fellowships

NIH Awards with the following prefixes: F-31, F-32, T-01, T-02, T-22, T-31, T-32, and T35
SOME NIH R03 Awards for Dissertations with 8% I/C
NSF-IGERT (Research Training awards from NSF)

There are three basic characteristics of a Research Training Grant/Fellowship:

The individual is not a permanent employee of the University. Their involvement is as a trainee. In most instances, the award is made to an individual who is not the PI in the eyes of the UM.

Stipends and/or Tuition are the primary budgeted expenditures.

The award document includes verbiage of sponsor or mentor.

CAUTION: Awards titled "Fellowship" or "Research Training" by the sponsor may not fit the University's definition of Research Training Grant. Often an award issued to a faculty member or researcher is Organized Research.

22***

Research and Synonymous terms:
Consider Explore Observe Study Develop Investigate Probe Discover Look into Search Examine Make inquiries Seek

22000 On-Campus Organized Research

Research sponsored by federal and non-federal agencies and organizations
Managed within academic units, institutes, or research centers
50% or more of UM employee personnel effort (as measured in dollars) is performed in facilities owned or leased by the University

Writing and/or analyzing the findings of research already performed under a separate award
NIH Career Development Awards (K awards)
Developing training programs that are not course and curriculum development. See Class 11000.

Comparison Examples

Example of 22000: Develop training program to teach researchers in a foreign country to be better researchers.
Example of 11000: Develop course program materials for a joint program in Social Work and Public Health (a for credit course).

22100 Off-Campus Organized Research

Research sponsored by federal and non-federal agencies and organizations
Managed within academic units, institutes, or research centers
50% or more of UM employee personnel effort (as measured in dollars) is performed in facilities neither owned nor leased by the University. DOES NOT include effort of non-UM employees (i.e. Sub-contract employees)

22200 Clinical Trials

Human clinical trials of an Investigational New Drug (IND) or device as defined by the Food and Drug Administration (FDA)
Testing of dental material in a clinical setting

31***

31000 Public Service, Other Sponsored Activity

Activities that provide a service to the public

Activities funded by external sponsors for access to University resources

UM Employees acting as consultants at Lucent Technologies
IPA Agreements
NIH R13 Grants for Scientific Meetings
Conferences that DO NOT meet guidelines for instruction/training grants/research
Award to distribute research findings (i.e. conference, seminar).

Excludes activities that are properly classified as Instruction or Organized Research

>Hints to Determine Class and Facilities and Administrative (Indirect Cost) Rates

CONSISTENCY is the key to assigning the appropriate Class code to a sponsored award. All "like circumstances" must be coded the same.

The ACTIVITY performed determines the appropriate I/C rate.

Review the ACTIVITY performed, and then select the most appropriate Class description.

When a little bit of each activity is performed in the course of the sponsor award, determine the greatest activity, and assign that Class and related indirect cost rate.

An award for writing the results of research already performed should also be research. The majority of the awards include the writing in the funding.

Awards issued to Specialized Service Facilities (Michigan Memorial Phoenix Project and Unit for Laboratory Animal Medicine)-- use Class related to activity performed (i.e. Research, 22000), not the SSF Class (45000). And assign the On-Campus Organized Research I/C rate. Only the direct cost expenses that relate to the rebilling operation of the SSF's are to use Class of 45000.

For Parent/Sub relationships, the same Class relationship must be used

For questions or clarification, please contact the Office of Cost Reimbursement at (734) 764-6243 or see the Office of Cost Reimbursement website (http://www.finops.umich.edu/programs/contact/OCR)

Class Codes and Definitions for Sponsored Awards These are the only codes that pertain to Sponsored Awards